Audit Tracker

70%

Overall

8

Findings

4

In Progress

Audit Readiness70%

Audit Areas (7)

AML Transaction Monitoring

6AMLD / EBA Guidelines

IssuesHIGH
65% · Compliance Team
32024-12-15

GDPR Data Subject Rights

GDPR Art. 15–22

In ProgressMEDIUM
80% · DPO Office
12024-12-20

Capital Adequacy (CET1)

Basel III / CRR2

ReadyLOW
100% · Risk Dept
2024-12-10

PSD2 SCA Compliance

PSD2 Art. 97 / RTS

In ProgressMEDIUM
72% · IT & Payments
22024-12-18

Outsourcing Arrangements

EBA Outsourcing Guidelines

Not StartedMEDIUM
20% · Operations
2024-12-30

Liquidity Coverage Ratio

Basel III LCR / CRR2

ReadyLOW
100% · Treasury
2024-12-08

MiFID II Suitability

MiFID II Art. 25

In ProgressHIGH
55% · Wealth Mgmt
22024-12-22

Audit & Control Preparation

AI-generated audit programs, control tests, and readiness baseline documents

Welcome to the Audit & Control Preparation tool.

I can generate full audit programs, control test scripts, sampling plans, and documentation checklists for:

• AML & Financial Crime (6AMLD)
• GDPR Data Subject Rights
• Capital Adequacy (Basel III)
• PSD2 SCA Controls
• Outsourcing Arrangements
• MiFID II Suitability

The tracker on the left shows the current status of all 7 audit areas. Ask me to build a full audit program or check readiness status.

Audit AI

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Responses are AI-simulated from structured knowledge bases · Audit AI